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Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative...

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before the House Subcommittee on...

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Legislative Proposals to Facilitate Small Business Capital Formation and Job...

Legislative Proposals to Facilitate Small Business Capital Formation and Job Creation Testimony of Heath Abshure Arkansas Securities Commissioner and Chairman of the Corporation Finance Section...

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Letter of Support for S. 1907, the PCAOB Enforcement Transparency Act of 2011

December 21, 2011 The Honorable Tim Johnson Chairman Senate Committee on Banking, Housing, & Urban Affairs 534 Dirksen Senate Office Building Washington, DC 20510  The Honorable Richard...

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H.R. 4624, the Investment Adviser Oversight Act of 2012

Written Testimony of John Morgan Securities Commissioner of TexasOn behalf ofThe North American Securities Administrators Association, Inc. Before theHouse Committee on Financial Services “H.R. 4624,...

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The JOBS Act: The Importance of Prompt Implementation for Entrepreneurs,...

STATEMENT OF A. HEATH ABSHUREARKANSAS SECURITIES COMMISSIONERANDPRESIDENT OF THENORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATIONBEFORE THEHOUSE SUBCOMMITTEE ON CAPITAL MARKETS AND GOVERNMENT...

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The JOBS Act at a Year and a Half: Assessing Progress and Unmet Opportunities

Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing and Urban Affairs Securities, Insurance, and...

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Legislative Proposals to Enhance Capital Formation for Small and Emerging...

Written Testimony of William Beatty Washington Securities Division Director and President-Elect of the North American Securities Administrators Association, Inc. House Committee on Financial Services...

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Venture Exchanges and Small-Cap Companies

WRITTEN STATEMENT OF WILLIAM BEATTY PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. AND WASHINGTON SECURITIES DIVISION DIRECTOR BEFORE THE SUBCOMMITTEE ON SECURITIES, INSURANCE,...

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The JOBS Act at Four: Examining Its Impact and Proposals to Further Enhance...

Written Testimony of William Beatty Washington Securities Division Director and Past-President of the North American Securities Administrators Association, Inc. House Committee on Financial Services,...

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“Ensuring Effectiveness, Fairness, and Transparency in Securities Law...

Written Testimony of Joseph P. Borg President, North American Securities Administrators Association, Inc. and Director, Alabama Securities Commission Before the U.S. House Committee on Financial...

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